Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Hatcher is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., based in Atlanta, Georgia. Kathleen has been in the industry since 1997 and has experience working with a wide range of clients, including individuals, businesses, and institutions. Kathleen's specializations include investments, insurance, and financial planning. Kathleen has a strong track record of helping clients achieve their financial goals, and is committed to providing personalized service and advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
11/15/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ATLANTA GA)
IL
12/06/2011 - 11/01/2017
CETERA INVESTMENT SERVICES LLC (CHICAGO IL)
IL
09/23/2011 - 12/16/2011
VISION INVESTMENT SERVICES, INC. (CHICAGO IL)
IL
07/15/2010 - 03/08/2011
WAYNE HUMMER INVESTMENTS L.L.C. (LAKE FOREST IL)
IL
03/22/2010 - 07/20/2010
INVEST FINANCIAL CORPORATION (ST. CHARLES IL)
IL
05/22/1998 - 04/02/2008
INVEST FINANCIAL CORPORATION (NAPERVILLE IL)
IL
01/23/2008 - 01/29/2008
NATCITY INVESTMENTS, INC. (CHICAGO IL)
MN
09/01/1995 - 03/09/1998
PRIMEVEST FINANCIAL SERVICES, INC. (ST. CLOUD MN)
NY
12/10/1994 - 05/12/1995
WALL STREET INVESTOR SERVICES (NEW YORK NY)
NY
04/28/1993 - 04/27/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 07/01/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/21/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2008
Series 24 - General Securities Principal Examination
BC
Issued 11/01/2017
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/1993
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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