Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Farrell is a registered representative with Truist Securities, Inc. based in Atlanta, Georgia. Kathleen has been in the financial industry since 2001 and holds the Series 7, 79, 24 and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
11/19/2018 - Present
Truist Securities, Inc. (ATLANTA GA)
CT
02/10/2004 - 01/07/2005
GECC CAPITAL MARKETS GROUP, INC. (NORWALK CT)
TX
11/02/1999 - 05/22/2001
FLEET SECURITIES, INC. (DALLAS TX)
BC
Issued 02/22/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/12/2019
Series 24 - General Securities Principal Examination
BC
Issued 11/21/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/19/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/01/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Kathleen Farrell is the right advisor for you? Invested Better is here to help.
