Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Breen is a financial advisor with Truist Advisory Services, Inc., based in Fort Worth, Texas. Kathleen Breen has been in the financial services industry since 1997, and has experience with several firms including Morgan Stanley, Raymond James & Associates, Inc., and BB&T Securities, LLC. Kathleen Breen is registered with FINRA and has licenses for Series 7, 9, 10, 31, 63 and 66. Kathleen Breen specializes in portfolio management for individuals and businesses, financial planning, selection of other advisors, and publication of periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Wrap fee product and financial profiling services using desktop software
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
02/17/2021 - Present
Truist Advisory Services, Inc. (FORT WORTH TX)
VA
01/09/2020 - 02/17/2021
BB&T SECURITIES, LLC (RICHMOND VA)
TX
09/20/2013 - 10/22/2018
MORGAN STANLEY (FT. WORTH TX)
TX
08/10/2010 - 09/18/2013
ROBERT W. BAIRD & CO. INCORPORATED (FORT WORTH TX)
TX
11/15/2006 - 07/13/2010
RAYMOND JAMES & ASSOCIATES, INC. (FORT WORTH TX)
TX
08/12/1997 - 11/24/2006
CITIGROUP GLOBAL MARKETS INC. (FT. WORTH TX)
BOTH
Issued 05/31/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/02/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/06/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/21/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 08/11/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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