Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Anne Bostroem is a registered representative with Wells Fargo Clearing Services, LLC. Kathleen has been in the financial industry since 2001 and is licensed to provide advisory services in several states. Kathleen has a long history of working in the financial industry, including previous roles at Bear, Stearns & Co. Inc., Citigroup Global Markets Inc., and Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
08/21/2017 - Present
Wells Fargo Clearing Services, LLC (GARDEN CITY NY)
NY
07/07/2004 - 06/13/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
03/29/2001 - 05/17/2004
BEAR, STEARNS & CO. INC. (NEW YORK NY)
MA
02/23/1998 - 02/16/2001
VISTA FUND DISTRIBUTORS, INC. (BOSTON MA)
NY
06/18/1996 - 11/12/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 09/04/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/04/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2016
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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