Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Witt is a financial advisor with over 35 years of experience in the financial services industry. Kathleen is a registered representative of Raymond James Financial Services Advisors, Inc. and provides investment advisory services as a registered investment advisor representative. Kathleen has a strong commitment to providing personalized financial advice and customized solutions to meet her clients' needs. Kathleen's clients include high-net-worth individuals, families, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
AZ
01/02/2013 - Present
Raymond James Financial Services Advisors, Inc. (Tucson AZ)
AZ
01/07/2011 - 11/09/2012
LPL FINANCIAL LLC (TUCSON AZ)
AZ
02/01/2010 - 12/15/2010
STIFEL, NICOLAUS & COMPANY, INCORPORATED (TUCSON AZ)
AZ
12/13/2002 - 02/18/2010
RBC CAPITAL MARKETS CORPORATION (TUCSON AZ)
NY
04/24/1987 - 12/16/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 10/31/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/11/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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