Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Ann Toelke is a registered investment advisor representative with U.S. Bancorp Investments, Inc. Kathleen has been active in the financial services industry since 1985. Kathleen's professional experience includes a diverse range of firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Walnut Street Securities, Inc., and Financial Management Group, Inc. Kathleen specializes in providing investment advice and portfolio management services to individuals, high-net-worth individuals, corporations, and other businesses, as well as charitable organizations. Kathleen is also licensed to provide financial planning services to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
12b-1,networking&shareholder serv,product partner arrangements
1
2
IL
07/26/2004 - Present
U.s. Bancorp Investments, Inc. (Bethalto IL)
NJ
01/03/2000 - 12/01/2001
FIRSTAR INVESTMENT SERVICES,INC. (MORRIS PLAINS NJ)
MO
06/21/1997 - 01/03/2000
MERCANTILE INVESTMENT SERVICES, INC. (ST. LOUIS MO)
NA
03/04/1994 - 06/21/1997
MARK TWAIN BROKERAGE SERVICES, INC.
NY
09/09/1988 - 02/10/1994
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NA
05/20/1987 - 09/13/1988
WALNUT STREET SECURITIES, INC.
NA
11/21/1984 - 04/28/1987
FINANCIAL MANAGEMENT GROUP,INC.
IA
Issued 01/24/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/14/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/23/1984
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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