Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Ann Stovel is an Investment Advisor Representative with Sovran Advisors, LLC. Kathleen has been in the financial services industry since 1991. Kathleen is a registered investment advisor in California and has a Series 6, 7, 63 and 65 licenses. Kathleen specializes in providing financial planning and asset management services. Kathleen also works with individuals, businesses, high net worth individuals, charitable organizations, and pension and profit sharing plans. Kathleen has previously worked with VOYA FINANCIAL ADVISORS, INC., ING FINANCIAL ADVISERS, LLC, METLIFE SECURITIES INC., and METROPOLITAN LIFE INSURANCE COMPANY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
12/20/2024 - Present
Sovran Advisors, LLC (PASADENA CA)
CA
01/03/2011 - 04/27/2022
VOYA FINANCIAL ADVISORS, INC. (LOS ANGELES CA)
CA
03/28/2000 - 01/03/2011
ING FINANCIAL ADVISERS, LLC (LOS ANGELES CA)
MA
07/18/1991 - 02/18/2000
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
07/18/1991 - 02/18/2000
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 06/21/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/16/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/1997
Series 7 - General Securities Representative Examination
BC
Issued 07/16/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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