Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Pernice is a financial advisor registered with American Portfolios Financial Services, Inc., based in Vestal, NY. Kathleen's career in the financial industry began on March 2nd, 1984. She has a range of experience, having previously worked at firms like CADARET, GRANT & CO., INC., LESKO SECURITIES INC. and FIRST INVESTORS CORPORATION. Kathleen is dedicated to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/22/2020 - Present
American Portfolios Financial Services, Inc. (Vestal NY)
NY
07/08/1995 - 12/23/2020
CADARET, GRANT & CO., INC. (VESTAL NY)
NY
12/06/1991 - 07/18/1995
LESKO SECURITIES INC. (VESTAL NY)
NJ
03/01/1984 - 12/03/1991
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 02/29/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/05/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/13/1995
Series 7 - General Securities Representative Examination
BC
Issued 02/29/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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