Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Kuhn is a financial advisor with over 25 years of experience in the industry. She is currently registered with Citigroup Global Markets Inc. and has held previous roles at CITI PRIVATE ADVISORY, LLC, CITICORP INVESTMENT SERVICES, OPPENHEIMER & CO. INC., CIBC WORLD MARKETS CORP., and GRUNTAL & CO. INCORPORATED. Kathleen has a wide range of experience in providing financial advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
09/04/2021 - Present
Citigroup Global Markets Inc. (BOSTON MA)
MA
02/17/2017 - 12/21/2021
CITI PRIVATE ADVISORY, LLC (Boston MA)
MA
05/11/2007 - 05/29/2007
CITICORP INVESTMENT SERVICES (BOSTON MA)
MA
01/03/2003 - 05/07/2007
OPPENHEIMER & CO. INC. (BOSTON MA)
NY
07/15/1996 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
04/10/1995 - 09/01/1995
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
IA
Issued 07/09/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/24/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/08/2017
Series 31 - Futures Managed Funds Examination
BC
Issued 11/26/2002
Series 3 - National Commodity Futures Examination
BC
Issued 03/21/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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