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Kathleen Ann Jaye

Rogan & Associates, Inc.

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About Kathleen Ann Jaye

Kathleen Ann Jaye is a registered representative with Rogan & Associates, Inc. in SAFETY HARBOR, FL. Kathleen has been in the securities industry since 1995. Kathleen is licensed to sell securities in California and Florida. Kathleen has passed the Series 7, Series 63, Series 99TO and SIE exams. In addition to working at Rogan & Associates, Inc., Kathleen has previously worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Schroder Wertheim & Co. Incorporated.

Firm Information

Kathleen Jaye is currently registered with Rogan & Associates, Inc.. Rogan & Associates, Inc. is a Florida-based Corporation that has been in business since 1997. The firm offers a variety of financial planning and portfolio management services for individuals, corporations, and businesses, including retirement planning, college savings, and estate planning. The firm also provides selection of other advisors services. Rogan & Associates, Inc. manages over $586 million in assets for over 2,100 clients. They are registered with the SEC and have a presence in 22 states.
Rogan & Associates, Inc.

200 9TH AVENUE NORTH

SAFETY HARBOR, FL 34695

$586.15M

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

% of assets under another ria's management

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Kathleen Jaye’s Registration & Firm History

FL

06/28/2004 - Present

Rogan & Associates, Inc. (SAFETY HARBOR FL)

NY

04/23/2001 - 07/23/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

01/03/1996 - 12/20/2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

05/13/1993 - 09/29/1995

SCHRODER WERTHEIM & CO. INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/27/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/12/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kathleen Ann Jaye.
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