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Kathleen Ann Covey

Independent Financial Group, LLC

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About Kathleen Ann Covey

Kathleen Covey is a financial advisor at Independent Financial Group, LLC. Kathleen has been in the industry since 1980 and has extensive experience in financial planning and portfolio management. Kathleen also has a background in insurance. Kathleen is a Certified Financial Planner and holds a Series 7, 24 and 66 licenses. Kathleen specializes in providing financial advice to individuals, families, and businesses. Kathleen is also a registered investment advisor with the state of California.

Firm Information

Kathleen Covey is currently registered with Independent Financial Group, LLC. Independent Financial Group, LLC is a limited liability company formed in July 2001 and headquartered in San Diego, California. The firm offers financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. They manage approximately $1 billion to $10 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, charitable organizations, and pension plans. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Independent Financial Group, LLC

12671 HIGH BLUFF DR

SAN DIEGO, CA 92130

$6.75B

Assets Under Management

270

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kathleen Covey’s Registration & Firm History

CA

01/07/2025 - Present

Independent Financial Group, LLC (Encinitas CA)

CA

08/31/2016 - 02/06/2017

WESTPARK CAPITAL, INC. (Irvine CA)

CA

01/06/2009 - 08/22/2016

NEWPORT COAST SECURITIES, INC. (SAN DIEGO CA)

CA

07/27/2007 - 12/31/2008

BRECEK & YOUNG ADVISORS, INC. (SAN DIEGO CA)

CA

06/03/1992 - 07/23/2007

BROOKSTREET SECURITIES CORPORATION (SAN DIEGO CA)

SC

08/22/1980 - 10/31/1990

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

NA

12/13/1979 - 10/23/1980

AMERICAN GROWTH FUND SPONSORS, INC.

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Licenses & Designations

BOTH

Issued 05/25/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/19/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/12/1983

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/16/1980

Series 7 - General Securities Representative Examination

BC

Issued 12/03/1979

Series 1 - Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kathleen Ann Covey.
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