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Kathleen Ann Brown

Transamerica Retirement Advisors, LLC

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About Kathleen Ann Brown

Kathleen Brown is a financial professional with over 20 years of experience in the financial services industry. Kathleen is a Registered Representative and Investment Advisor Representative with Transamerica Retirement Advisors, LLC. Kathleen has a broad background in financial services, with experience in areas such as portfolio management for individuals and businesses, pension consulting, and educational seminars. Kathleen is committed to providing personalized financial advice to help clients reach their financial goals.

Firm Information

Kathleen Brown is currently registered with Transamerica Retirement Advisors, LLC. Transamerica Retirement Advisors, LLC is a registered investment advisor headquartered in CEDAR RAPIDS, IA. The firm provides financial planning, portfolio management, and pension consulting services to a variety of clients, including individuals, corporations, and pension plans. The firm has over 334 registered representatives and manages over $16 billion in assets.
Transamerica Retirement Advisors, LLC

6400 C STREET SW

CEDAR RAPIDS, IA 52499

$16.16B

Assets Under Management

Not reported

Total Clients

266

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kathleen Brown’s Registration & Firm History

MN

01/02/2014 - Present

Transamerica Retirement Advisors, LLC (Lakeville MN)

MN

02/07/2008 - 12/31/2013

TRANSAMERICA FINANCIAL ADVISORS, INC (ST. PAUL MN)

CA

12/13/2000 - 11/27/2007

WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)

MN

11/10/1998 - 12/13/2000

WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)

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Licenses & Designations

BOTH

Issued 06/06/2008

Series 66 - Uniform Combined State Law Examination

IA

Issued 10/29/2001

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/18/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/09/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kathleen Ann Brown.
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