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Kathleen Ann Baker

Sunset Financial Services, Inc.

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About Kathleen Ann Baker

Kathleen Baker has been in the financial services industry since December 4, 2000. Kathleen is currently registered with Sunset Financial Services, Inc. and holds the Series 6 and SIE licenses.

Firm Information

Kathleen Baker is currently registered with Sunset Financial Services, Inc.. Sunset Financial Services, Inc. is a corporation formed on April 23, 1964, and is registered to provide investment advisory services in all 50 states and the District of Columbia. The firm has been involved in 9 regulatory events and 2 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kathleen Baker’s Registration & Firm History

MO

12/04/2000 - Present

Sunset Financial Services, Inc. (KANSAS CITY MO)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/01/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kathleen Ann Baker.
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