Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Baker is a financial professional registered with Prudential Annuities Distributors, Inc. Kathleen has been in the financial services industry since August 31, 2000. Kathleen's experience includes time with American Skandia Marketing, Inc. Kathleen's registrations include Series 6, Series 26, and Series 63. Kathleen holds registrations in 15 states including Connecticut, Arizona, Florida, and others.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
10/08/2002 - Present
Prudential Annuities Distributors, Inc. (Shelton CT)
CT
01/18/2000 - 02/22/2002
AMERICAN SKANDIA MARKETING, INC. (SHELTON CT)
BC
Issued 05/28/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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