Unclaimed
Kathleen Amelia Carson is a Registered Representative associated with Truist Securities, Inc., located in Charlotte, North Carolina. Kathleen has passed the SIE, Series 79TO, and Series 63 exams. Kathleen is registered to sell securities in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
08/21/2023 - Present
Truist Securities, Inc. (CHARLOTTE NC)
BC
Issued 08/28/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/21/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/25/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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