Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen A Scotto is a financial advisor with Ameriprise Financial Services, LLC. Kathleen has been in the financial services industry since March 22, 1990. Kathleen is registered in 35 states and the District of Columbia. Kathleen is a Registered Representative and Investment Advisor Representative. Kathleen specializes in a variety of financial products and services, including asset allocation services, financial planning, pension consulting, educational seminars, and portfolio management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
11/19/2014 - Present
Ameriprise Financial Services, LLC (Garden City NY)
NY
10/18/2010 - 11/05/2014
UBS FINANCIAL SERVICES INC. (UNIONDALE NY)
NY
09/08/2006 - 10/20/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GARDEN CITY NY)
NY
03/18/2003 - 09/15/2006
JANNEY MONTGOMERY SCOTT LLC (GARDEN CITY NY)
NY
03/20/1990 - 03/14/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BOTH
Issued 05/31/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/21/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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