Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Pigott is a financial advisor registered with LPL Financial LLC. Kathleen has been in the industry since September 12, 2008 and holds a Series 6, 7, and 66 license. Kathleen is a Certified Financial Planner and has experience working with individuals, businesses, high-net-worth individuals, charitable organizations, and pension and profit-sharing plans. Kathleen has also held previous roles with Securian Financial Services, Inc. and Northwestern Mutual Investment Services, LLC. Kathleen provides financial planning services including portfolio management, educational seminars, consulting, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OH
03/16/2023 - Present
LPL Financial LLC (TOLEDO OH)
OH
12/13/2013 - 03/16/2023
SECURIAN FINANCIAL SERVICES, INC. (TOLEDO OH)
OH
09/04/2008 - 12/04/2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (TOLEDO OH)
BOTH
Issued 04/08/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/25/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/10/2010
Series 7 - General Securities Representative Examination
BC
Issued 09/03/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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