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Kathleen A Malik

Park Avenue Securities LLC

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About Kathleen A Malik

Kathleen Malik is a financial professional with over 30 years of experience in the securities industry. Kathleen is currently registered with Park Avenue Securities LLC and is a licensed representative for several states including Arizona, California, Hawaii, Ohio, Oregon, and South Carolina. Kathleen is a Series 6, Series 22, and Series 63 licensed representative. Her expertise is in providing financial planning services, portfolio management for individuals, and educational seminars. Kathleen is committed to helping clients achieve their financial goals and build a secure financial future.

Firm Information

Kathleen Malik is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Kathleen Malik’s Registration & Firm History

HI

05/03/1999 - Present

Park Avenue Securities LLC (HONOLULU HI)

NY

11/02/1998 - 05/03/1999

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

MA

10/16/1984 - 11/02/1998

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

10/16/1984 - 05/01/1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

BC

Issued 10/27/1984

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/08/1987

Series 22 - Direct Participation Programs Representative Examination

BC

Issued 10/06/1984

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kathleen A Malik. Review regulatory record here.
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