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Kathleen A Kelley

Pruco Securities, LLC

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About Kathleen A Kelley

Kathleen Kelley is a financial professional with over 10 years of experience in the industry. Currently, Kathleen is registered with Pruco Securities, LLC and has been with them since 2018. Prior to that, Kathleen was a financial advisor for Lincoln Financial Advisors Corporation and Allstate Financial Services, LLC. Kathleen is also registered in Pennsylvania. Kathleen holds Series 6, SIE, and Series 63 licenses. Kathleen has worked with a variety of clients including high-net-worth individuals, corporations, and other businesses. Kathleen has a passion for helping her clients achieve their financial goals and strives to provide them with the best possible service.

Firm Information

Kathleen Kelley is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

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Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Kathleen Kelley’s Registration & Firm History

PA

10/16/2018 - Present

Pruco Securities, LLC (Canonsburg PA)

PA

05/11/2017 - 09/12/2018

LINCOLN FINANCIAL ADVISORS CORPORATION (LIGONIER PA)

PA

04/01/2014 - 05/16/2016

ALLSTATE FINANCIAL SERVICES, LLC (Ligonier PA)

MD

05/26/1999 - 08/10/2000

M&T SECURITIES, INC. (BALTIMORE MD)

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Licenses & Designations

BC

Issued 04/14/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/12/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/31/2014

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kathleen A Kelley.
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