Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen A. Johnson has been in the securities industry since July 26, 1989. Kathleen is currently registered with Jacobi Capital Management, LLC, which is a Registered Investment Advisor firm. Kathleen has a background in financial planning and portfolio management, and is well-versed in working with individuals, businesses, and pension plans. Kathleen holds Series 6, Series 63, and Series 65 licenses. Prior to joining Jacobi Capital Management, LLC, Kathleen was employed by MML Investors Services, LLC, MSI Financial Services, Inc., Financial Network Investment Corporation, and Princor Financial Services Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
09/19/2022 - Present
Jacobi Capital Management, LLC (Berwyn PA)
PA
03/25/2017 - 09/26/2022
MML INVESTORS SERVICES, LLC (NEWTOWN SQUARE PA)
PA
10/12/2012 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (NEWTOWN SQUARE PA)
PA
06/23/2008 - 10/10/2012
FINANCIAL NETWORK INVESTMENT CORPORATION (RYDAL PA)
PA
11/11/2002 - 06/26/2008
PRINCOR FINANCIAL SERVICES CORPORATION (RYDAL PA)
DE
07/26/1989 - 11/20/2002
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
IA
Issued 05/15/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/30/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Kathleen Johnson is the right advisor for you? Invested Better is here to help.
