Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen Beck is a financial advisor with over 20 years of experience in the industry. Kathleen is currently registered with J.P. Morgan Securities LLC and holds licenses in Delaware, New York, and Texas. Previously, Kathleen has worked with BB&T Securities, LLC, BB&T Investment Services, INC., Valley Forge Asset Management, LLC, PNC Investments, Mercantile Brokerage Services, INC., and J.P. Morgan Securities INC. Kathleen offers investment advice, portfolio management, and financial planning services to a variety of clients, including individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
DE
03/21/2024 - Present
J.p. Morgan Securities LLC (Newark DE)
MD
01/02/2018 - 02/01/2018
BB&T SECURITIES, LLC (BALTIMORE MD)
MD
09/25/2015 - 01/02/2018
BB&T INVESTMENT SERVICES, INC. (BALTIMORE MD)
MD
06/11/2014 - 08/03/2015
VALLEY FORGE ASSET MANAGEMENT, LLC (HUNT VALLEY MD)
MD
07/17/2012 - 04/29/2014
PNC INVESTMENTS (BALTIMORE MD)
PA
09/17/2007 - 03/07/2008
PNC INVESTMENTS (PITTSBURGH PA)
MD
10/04/2006 - 09/17/2007
MERCANTILE BROKERAGE SERVICES, INC. (BALTIMORE MD)
DC
03/02/2001 - 09/15/2006
J.P. MORGAN SECURITIES INC. (WASHINGTON DC)
NY
01/13/2000 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
MD
08/30/1995 - 03/04/1998
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
BOTH
Issued 10/12/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/20/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/02/2024
Series 24 - General Securities Principal Examination
BC
Issued 02/02/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/28/2005
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 02/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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