Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathleen? Claim Your ProfileKathleen A. Beck is a financial advisor with J.P. MORGAN SECURITIES LLC. Kathleen is currently registered as an Investment Advisor Representative in Delaware, New York, and Texas. Kathleen has been working in the financial services industry since June 26, 2003. Prior to joining J.P. MORGAN SECURITIES LLC, Kathleen has held positions at BB&T SECURITIES, LLC, BB&T INVESTMENT SERVICES, INC., VALLEY FORGE ASSET MANAGEMENT, LLC, PNC INVESTMENTS, MERCANTILE BROKERAGE SERVICES, INC., J.P. MORGAN SECURITIES INC., T. ROWE PRICE INVESTMENT SERVICES, INC. and more. Kathleen is licensed to provide financial advice to individuals, corporations, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
DE
03/21/2024 - Present
J.p. Morgan Securities LLC (Newark DE)
MD
01/02/2018 - 02/01/2018
BB&T SECURITIES, LLC (BALTIMORE MD)
MD
09/25/2015 - 01/02/2018
BB&T INVESTMENT SERVICES, INC. (BALTIMORE MD)
MD
06/11/2014 - 08/03/2015
VALLEY FORGE ASSET MANAGEMENT, LLC (HUNT VALLEY MD)
MD
07/17/2012 - 04/29/2014
PNC INVESTMENTS (BALTIMORE MD)
PA
09/17/2007 - 03/07/2008
PNC INVESTMENTS (PITTSBURGH PA)
MD
10/04/2006 - 09/17/2007
MERCANTILE BROKERAGE SERVICES, INC. (BALTIMORE MD)
DC
03/02/2001 - 09/15/2006
J.P. MORGAN SECURITIES INC. (WASHINGTON DC)
NY
01/13/2000 - 05/01/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
MD
08/30/1995 - 03/04/1998
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
BOTH
Issued 10/12/2023
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/16/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/20/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 4/2/2024
Series 24 - General Securities Principal Examination
BC
Issued 2/2/2024
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/28/2005
Series 4 - Registered Options Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 2/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/16/2012
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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