Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathie? Claim Your ProfileKathie Gallagher is a financial professional with over 18 years of experience in the financial services industry. Kathie is registered as a broker and an investment advisor representative with GWN Securities Inc., and holds licenses in life insurance, health insurance, property and casualty insurance. Kathie specializes in providing financial planning, portfolio management and market timing services to individuals and businesses. Kathie has worked with numerous financial institutions including Ameritas Investment Corp. and CCF Investments Inc. Kathie is committed to providing her clients with personalized financial advice that meets their individual needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
In lieu of hourly fee, ia can charge a flat fee
1
2
FL
08/26/2019 - Present
GWN Securities Inc. (PALM BEACH GARDENS FL)
CA
06/21/2017 - 08/29/2019
AMERITAS INVESTMENT CORP. (Auburn CA)
CA
06/02/2014 - 06/21/2017
CCF INVESTMENTS, INC. (Arroyo Grande CA)
FL
09/23/2005 - 05/28/2014
PFS INVESTMENTS INC. (ORANGE CITY FL)
IA
Issued 10/08/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/09/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2009
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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