Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kathia? Claim Your ProfileKathia Gonzalez is a financial professional with over 8 years of experience in the industry. Kathia is currently registered with Alliance-ONE Investments, LLC. Kathia's previous experience includes roles at Transamerica Capital, Inc., J.P. Morgan Securities LLC, Citigroup Global Markets Inc., and Fifth Third Securities, Inc. Kathia holds the Series 6, Series 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
OK
12/01/2023 - Present
Alliance-ONE Investments, LLC (Tulsa OK)
CO
02/28/2023 - 12/01/2023
TRANSAMERICA CAPITAL, INC. (DENVER CO)
IL
11/08/2018 - 08/27/2022
J.P. MORGAN SECURITIES LLC (LAKE BLUFF IL)
IL
09/22/2015 - 10/12/2017
CITIGROUP GLOBAL MARKETS INC. (VERNON HILLS IL)
IL
09/27/2013 - 08/10/2015
FIFTH THIRD SECURITIES, INC. (GURNEE IL)
BC
Issued 10/28/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/12/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/26/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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