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Kathi Jo Brinkley

Allstate Financial Services, LLC

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About Kathi Jo Brinkley

Kathi Brinkley is an investment advisor representative at Allstate Financial Services, LLC, based in Hot Springs, Arkansas. Kathi has been in the industry since 2011 and is registered in Arkansas. Kathi holds Series 6 and Series 63 licenses. Kathi is also licensed to sell investment company products, and variable contracts.

Firm Information

Kathi Brinkley is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kathi Brinkley’s Registration & Firm History

AR

08/24/2011 - Present

Allstate Financial Services, LLC (HOT SPRINGS AR)

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Licenses & Designations

BC

Issued 11/01/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/23/2011

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Kathi Jo Brinkley. Review regulatory record here.
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