Unclaimed
Kathi Jo Arbues has been in the financial services industry since December 21, 2000. Kathi Jo is a registered representative of Allstate Financial Services, LLC and is licensed in California and Minnesota. Kathi Jo has a Series 6, 7, 24, 26, 51, and 63 license. Kathi Jo is currently located in Manhattan Beach, CA, where she works out of the Allstate Financial Services, LLC branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
06/28/2013 - Present
Allstate Financial Services, LLC (MANHATTAN BEACH CA)
IL
02/03/2009 - 04/11/2013
HORACE MANN INVESTORS INC (SPRINGFIELD IL)
CA
08/14/1999 - 12/11/2007
ALLSTATE FINANCIAL SERVICES, LLC (IRVINE CA)
BC
Issued 08/11/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/16/2004
Series 24 - General Securities Principal Examination
BC
Issued 08/28/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 05/24/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/19/2004
Series 7 - General Securities Representative Examination
BC
Issued 08/09/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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