Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katheryn? Claim Your ProfileKatheryn Coleman is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Katheryn is registered to provide investment advice in 54 states and jurisdictions. Katheryn has been in the industry for over 10 years and has a strong track record of success. Katheryn is committed to providing her clients with personalized financial advice and investment strategies that are tailored to their specific needs. Katheryn has a wide range of experience in financial planning, investment management, and retirement planning. She is also a highly skilled communicator and educator, and she is dedicated to helping her clients understand their financial options and make informed decisions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
06/08/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (THE WOODLANDS TX)
BOTH
Issued 06/07/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/26/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/04/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/14/2020
Series 7TO - General Securities Representative Examination
BC
Issued 06/15/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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