Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katheryn? Claim Your ProfileKatheryn Renee Muckleroy is a Registered Representative and Investment Advisor Representative with UBS Financial Services Inc. located in TYLER, TX. Katheryn has been in the securities industry since 2011. Katheryn's previous firm was Fidelity Brokerage Services LLC in WESTLAKE, TX. Katheryn has passed the Series 7, SIE, 63, and 66 exams. Katheryn is licensed in 14 states. Katheryn has 10 approved SRO registrations, 1 approved FINRA registration, and 13 approved state registrations. In addition to the securities industry, Katheryn is involved in several charitable organizations including the Junior League of Tyler, the Children's Advocacy Center of Smith County, and Dayspring Methodist Church.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
09/13/2016 - Present
UBS Financial Services Inc. (TYLER TX)
TX
08/25/2011 - 08/17/2016
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BOTH
Issued 06/22/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/01/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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