Unclaimed
Katherine Coffey is a registered representative with Westmoreland Capital Corp. Katherine has been in the securities industry since June 10, 2013. Katherine is registered in New York. Katherine has passed the Series 63, Series 7, Series 22 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/11/2013 - Present
Westmoreland Capital Corp. (Buffalo NY)
BC
Issued 04/21/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/02/2017
Series 7 - General Securities Representative Examination
BC
Issued 06/10/2013
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
Not sure Katherine Coffey is the right advisor for you? Invested Better is here to help.