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Katherine V Coffey

Westmoreland Capital Corp.

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About Katherine V Coffey

Katherine Coffey is a registered representative with Westmoreland Capital Corp. Katherine has been in the securities industry since June 10, 2013. Katherine is registered in New York. Katherine has passed the Series 63, Series 7, Series 22 and SIE exams.

Firm Information

Katherine Coffey is currently registered with Westmoreland Capital Corp.. Westmoreland Capital Corp. is a corporation that was formed on August 3, 1979. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has a history of regulatory events and arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Katherine Coffey’s Registration & Firm History

NY

06/11/2013 - Present

Westmoreland Capital Corp. (Buffalo NY)

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Licenses & Designations

BC

Issued 04/21/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/02/2017

Series 7 - General Securities Representative Examination

BC

Issued 06/10/2013

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Katherine V Coffey.
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