Invested Better
Unclaimed

Unclaimed

Unclaimed

Katherine Trombly Gilstrap

Purshe Kaplan Sterling Investments

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Katherine? Claim Your Profile

About Katherine Trombly Gilstrap

Katherine Gilstrap is a financial advisor with Purshe Kaplan Sterling Investments, working in Lake Elmo, Minnesota. Katherine has been in the financial services industry since 2010. Katherine holds the Series 6 and Series 63 securities licenses. She also holds the SIE exam. Katherine has held previous registrations with Thrivent Investment Management Inc. in Ontario, California.

Firm Information

Katherine Gilstrap is currently registered with Purshe Kaplan Sterling Investments. Purshe Kaplan Sterling Investments is a Corporation formed on December 16, 1993 and is approved to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been registered with the SEC and has 10 regulatory event disclosures and 2 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

181

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Katherine Gilstrap’s Registration & Firm History

MN

07/16/2020 - Present

Purshe Kaplan Sterling Investments (Lake Elmo MN)

CA

01/18/2010 - 07/15/2020

THRIVENT INVESTMENT MANAGEMENT INC. (ONTARIO CA)

Not sure if Katherine Trombly Gilstrap is right for you?

Licenses & Designations

BC

Issued 12/11/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/16/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Katherine Trombly Gilstrap.
Not sure if Katherine Trombly Gilstrap is right for you?