Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Pepper is a financial advisor with First Citizens Investor Services, Inc. Katherine has been in the financial services industry for over 10 years. Katherine is also a board member for the Cabarrus Rowan Community Health Center. She has a diverse range of experience, including working with individuals, corporations, and charitable organizations. Katherine's primary focus is providing financial planning and portfolio management services. Katherine is registered with the state of North Carolina as an investment advisor representative. Katherine is also a registered representative with FINRA. Katherine has a Series 6, 7TO, 63 and 66 license. Katherine is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
02/13/2024 - Present
First Citizens Investor Services, Inc. (CHARLOTTE NC)
NC
01/08/2015 - 10/12/2015
FIRST CITIZENS INVESTOR SERVICES, INC. (Concord NC)
NC
10/05/2009 - 01/11/2013
FIRST CITIZENS INVESTOR SERVICES, INC. (RALEIGH NC)
BOTH
Issued 02/12/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/03/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/07/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/02/2009
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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