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Katherine Townshend Stockton

Fairlead Strategies

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About Katherine Townshend Stockton

Katherine Stockton has been a registered investment advisor since 1998 and currently works at Fairlead Strategies. Katherine has a proven track record of success in the financial industry and is a highly respected professional in the field. Katherine has been involved in a variety of investment-related activities during her career, including providing investment advice and portfolio management services.

Firm Information

Katherine Stockton is currently registered with Fairlead Strategies. Fairlead Strategies is an investment advisory firm located in GREENWICH, CT. They provide portfolio management for individuals and investment companies. Fairlead Strategies also offers educational seminars, market timing services, and publishes periodicals. The firm manages approximately $215,356,115 in assets.
Fairlead Strategies

19 EAST ELM STREET

GREENWICH, CT 06830

$215.36M

Assets Under Management

763

Total Clients

4

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Percentage of management fee

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Katherine Stockton’s Registration & Firm History

CT

04/26/2021 - Present

Fairlead Strategies (GREENWICH CT)

NY

09/16/2013 - 02/13/2018

BTIG, LLC (PURCHASE NY)

CT

08/17/2004 - 10/11/2013

MKM PARTNERS LLC (STAMFORD CT)

NY

01/31/2003 - 08/25/2003

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

CT

10/17/2000 - 07/17/2001

WIT SOUNDVIEW CORPORATION (OLD GREENWICH CT)

CA

08/26/1999 - 11/07/2000

E*OFFERING (SAN FRANCISCO CA)

NJ

09/04/1998 - 08/19/1999

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

IA

Issued 05/29/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/21/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/13/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/28/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 08/20/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Katherine Townshend Stockton.
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