Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Sokoloff is a registered representative with Deutsche Bank Securities Inc. Katherine has been in the securities industry for over 20 years. Prior to joining Deutsche Bank Securities Inc. in 2007, Katherine worked at J.P. Morgan Securities Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Katherine holds the Series 7, Series 16, and SIE licenses. Katherine is a registered representative in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
05/21/2007 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
NY
11/29/2006 - 12/15/2006
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
11/28/2001 - 08/01/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/2013
Series 7 - General Securities Representative Examination
BC
Issued 11/23/2001
Series 16 - NYSE Supervisory Analyst Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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