Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Spinella is a financial professional with over 30 years of experience in the industry. Katherine currently works as a registered representative at both John Hancock Distributors LLC and John Hancock Investment Management Distributors LLC. She began working in the financial services industry in 1989 and has held positions at several firms including Putnam Financial Services, Inc. and John Hancock Distributors, Inc. Katherine holds a Series 63, Series 6 and SIE license. Katherine is registered to conduct business in Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
11/12/2010 - Present
John Hancock Distributors LLC (BOSTON MA)
MA
02/24/1994 - 12/10/1998
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
08/22/1989 - 07/27/1992
PUTNAM FINANCIAL SERVICES, INC. (BOSTON MA)
BC
Issued 07/10/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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