Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Calvo espinoza is a registered investment advisor representative at Citigroup Global Markets Inc. in New York, NY. Katherine has been in the securities industry since 2020. Previously, Katherine was registered with NYLIFE SECURITIES LLC in NEW YORK, NY. Katherine has passed several securities exams, including the Series 65, Series 63, Series 31, Series 7TO, and Series 6TO. Katherine is registered to provide investment advice in all 50 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
07/12/2022 - Present
Citigroup Global Markets Inc. (New York NY)
NY
11/16/2020 - 06/21/2022
NYLIFE SECURITIES LLC (NEW YORK NY)
IA
Issued 07/12/2022
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/29/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2022
Series 31 - Futures Managed Funds Examination
BC
Issued 06/21/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/16/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/24/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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