Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Sung is a registered investment advisor representative with Per Stirling Capital Management, LLC. Katherine has been in the financial services industry since 2016. Katherine has passed the Series 7, Series 63, Series 66, and the SIE exams. Katherine's previous employers include Wells Fargo Clearing Services, LLC and Morgan Stanley. Katherine works with individuals, high-net-worth individuals, and corporations. Katherine provides financial planning, portfolio management for businesses and individuals, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Promoter fees
1
2
TX
06/30/2023 - Present
PER Stirling Capital Management, LLC (AUSTIN TX)
CA
09/13/2019 - 07/09/2021
WELLS FARGO CLEARING SERVICES, LLC (BEVERLY HILLS CA)
CA
03/23/2018 - 09/16/2019
MORGAN STANLEY (BEVERLY HILLS CA)
TX
05/05/2016 - 04/11/2017
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BOTH
Issued 07/03/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/13/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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