Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Knowlton is a financial advisor with Stifel, Nicolaus & Company, Inc. with over 30 years of experience in the financial services industry. Katherine has a broad range of experience and is well-equipped to help clients with their financial needs. She is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 63, Series 7, and SIE licenses. Katherine is also a registered investment advisor representative in Texas. Katherine's previous experience includes positions at Wells Fargo Advisors Financial Network, LLC, Wells Fargo Advisors, LLC, and Wells Fargo Investments, LLC. Katherine is a Notary Public in the State of Oregon. Katherine is committed to providing her clients with the highest level of service and is dedicated to helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OR
04/05/2013 - Present
Stifel, Nicolaus & Company, Inc. (PORTLAND OR)
OR
06/01/2011 - 04/05/2013
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (PORTLAND OR)
OR
01/03/2011 - 06/01/2011
WELLS FARGO ADVISORS, LLC (PORTLAND OR)
OR
04/16/1991 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (PORTLAND OR)
BC
Issued 04/23/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1991
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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