Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Parker has been in the financial industry since 1990. Katherine has been registered with ETC Brokerage Services, LLC since 5/17/2024. Previously, Katherine was a Registered Representative at Rhodes Securities, Inc. in Ft Worth, TX. Katherine holds the Series 27, 28, 99TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TX
05/17/2024 - Present
ETC Brokerage Services, LLC (Dallas TX)
TX
01/28/2014 - 12/31/2023
RHODES SECURITIES, INC. (FT WORTH TX)
TX
01/09/2012 - 06/02/2014
EDI FINANCIAL, INC. (IRVING TX)
TX
02/22/1991 - 04/26/1995
WILLIAMS, BUCHANAN & COMPANY, INC. (DALLAS TX)
TX
10/24/1990 - 04/26/1995
SOUTHWESTERN CAPITAL MARKETS, INC. (SAN ANTONIO TX)
TX
11/04/1986 - 04/26/1995
S&P INVESTORS, INC. (DALLAS TX)
TX
11/05/1985 - 02/21/1995
HARRIS SECURITIES, INC. (DALLAS TX)
TX
10/03/1989 - 02/17/1995
MUNICIPAL CAPITAL MARKETS GROUP, INC. (DALLAS TX)
NA
06/22/1994 - 12/05/1994
INTEGRITY INVESTMENT AND SERVICE CORPORATION
TX
04/08/1992 - 11/02/1994
RHODES SECURITIES, INC. (FT WORTH TX)
FL
05/26/1992 - 07/20/1994
INVEX, INC. (CORAL GABLES FL)
NA
09/28/1993 - 05/09/1994
INTEGRITY INVESTMENT AND SERVICE CORPORATION
OH
03/18/1994 - 05/02/1994
SBK-BROOKS INVESTMENT CORP. (CLEVELAND OH)
NA
04/08/1993 - 05/02/1994
BROOKS SECURITIES, INCORPORATED
TX
08/28/1992 - 09/11/1993
D. H. MILLER INVESTMENTS, INC. (FORT WORTH TX)
TX
08/28/1990 - 08/20/1993
ESTRADA HINOJOSA & COMPANY, INC. (DALLAS TX)
TX
12/14/1989 - 05/04/1993
AMERICA/SOUTHWESTERN SECURITIES GROUP, INC. (FORT WORTH TX)
TX
11/12/1992 - 04/21/1993
SUNPOINT SECURITIES, INC. (LONGVIEW TX)
NA
03/09/1990 - 04/15/1993
DOVIAK SECURITIES, INC.
NY
04/04/1991 - 04/06/1993
INVERMEXICO USA, INC. (NEW YORK NY)
NA
02/06/1991 - 01/28/1992
CITADEL FINANCIAL MARKETS, INC.
TX
01/25/1991 - 01/29/1991
THORNHILL SECURITIES, INC. (AUSTIN TX)
TX
02/28/1989 - 07/24/1990
FRIEDMAN, SCHWEIKERT & CO. (DALLAS TX)
TX
06/26/1989 - 07/17/1990
THORNHILL SECURITIES, INC. (AUSTIN TX)
NA
11/03/1988 - 03/23/1990
VAN NOSTRAND & BECK INVESTMENTS, INC.
NA
05/05/1989 - 12/18/1989
BRIDGEROCK SECURITIES, INC.
TX
05/24/1989 - 12/07/1989
NORTH DALLAS SECURITIES, INC. (PLANO TX)
TX
07/05/1989 - 11/16/1989
FIRST DALLAS SECURITIES INCORPORATED (DALLAS TX)
TX
09/01/1989 - 11/01/1989
BULLISH BOB BAGLEY SECURITIES, INC. (GARLAND TX)
TX
09/20/1989 - 10/09/1989
ADDISON SECURITIES, INC. (DALLAS TX)
NA
08/25/1988 - 04/25/1989
NORTH TEXAS SECURITIES CORPORATION
NA
02/02/1989 - 03/20/1989
SOUTHWEST DIVERSIFIED INVESTMENT CORP.
NA
01/01/1988 - 02/13/1989
LAKE SECURITIES, INC.
TX
07/11/1988 - 08/09/1988
D. H. MILLER INVESTMENTS, INC. (FORT WORTH TX)
NA
02/06/1987 - 06/24/1988
GROUP NINE SECURITIES CORPORATION
TX
10/21/1986 - 06/24/1988
PRIVATE BROKERS CLEARING CORPORATION (DALLAS TX)
NA
10/06/1986 - 11/12/1987
BAINBRIDGE, CONNALLY AND LEOPOLD, INCORPORATED
NA
02/10/1987 - 06/02/1987
ASHFORD SECURITIES CORPORATION
NA
04/25/1986 - 03/19/1987
BROKERS TRANSACTION SERVICES, INC.
NA
12/05/1986 - 02/18/1987
ADVANTAGE SECURITIES, INC.
NA
08/02/1985 - 06/04/1986
SOUTHWEST SECURITIES, INC.
BC
Issued 01/07/2012
Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination
BC
Issued 07/20/1985
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
Active
Inactive
F
FINRA
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