Unclaimed
Katherine Shirley Alexander is a registered representative with Truist Securities, Inc. Katherine has been in the industry since October 2010. Katherine is licensed to sell securities in all 50 states, the District of Columbia, and Puerto Rico. Katherine holds the Series 7, Series 63, and Series 79 securities licenses as well as the SIE. Katherine is currently located at the firm's Atlanta, Georgia office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
10/20/2010 - Present
Truist Securities, Inc. (ATLANTA GA)
BC
Issued 11/09/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 10/19/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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