Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Masson is a financial advisor with over 20 years of experience in the industry. Katherine currently works for Charles Schwab & CO., Inc. where she has been since 2018. Previously, Katherine worked for LPL FINANCIAL LLC for over 12 years, before that she worked for THRIVENT INVESTMENT MANAGEMENT INC. for 3 years. Katherine holds multiple licenses and certifications including Series 6, 7, 24, 26, 63, 66, and SIE. Katherine has expertise in financial planning, investment management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
12/05/2018 - Present
Charles Schwab & CO., Inc. (San Francisco CA)
SC
07/12/2006 - 11/26/2018
LPL FINANCIAL LLC (FORT MILL SC)
IN
03/21/2003 - 07/13/2006
THRIVENT INVESTMENT MANAGEMENT INC. (VALPARAISO IN)
MN
01/12/2001 - 02/11/2003
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
BOTH
Issued 08/29/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/31/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/02/2002
Series 24 - General Securities Principal Examination
BC
Issued 04/05/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2002
Series 7 - General Securities Representative Examination
BC
Issued 01/11/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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