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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Nithman is an investment advisor representative with Cetera Investment Advisers LLC. Katherine is based in Oklahoma City, Oklahoma and has been working in the financial services industry since 1989. Katherine has earned multiple licenses and certifications, including Series 6, Series 7, Series 22, Series 26, Series 63, Series 65 and Series 99TO. Katherine also holds the Certified Financial Planner designation. Katherine is registered with Cetera Investment Advisers LLC and previously worked with First Allied Securities, Inc. and FFP Securities, Inc. Katherine specializes in providing financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
OK
11/12/2020 - Present
Cetera Investment Advisers LLC (Oklahoma City OK)
OK
05/30/2008 - 09/08/2022
FIRST ALLIED SECURITIES, INC. (OKLAHOMA CITY OK)
OK
08/07/1990 - 05/30/2008
FFP SECURITIES, INC. (OKLAHOMA CITY OK)
NJ
03/30/1989 - 08/07/1990
FIRST INVESTORS CORPORATION (EDISON NJ)
IA
Issued 7/1/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 4/3/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/8/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 1/2/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/20/2002
Series 7 - General Securities Representative Examination
BC
Issued 12/22/1995
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 3/29/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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