Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine McDade is a securities professional registered with FINRA and 53 state securities regulators. Katherine is currently employed by Robinhood Financial, LLC and is located in Denver, CO. Katherine has held a Series 7, Series 63, Series 9, and Series 10 license. Katherine has been in the securities industry for over a year.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
04/17/2023 - Present
Robinhood Financial, LLC (Denver CO)
CO
12/23/2021 - 08/08/2022
ROBINHOOD FINANCIAL, LLC (Denver CO)
BC
Issued 02/03/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/09/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/23/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/05/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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