Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Kelliher is a financial advisor with over 20 years of experience in the industry. Katherine currently works with Moors & Cabot, Inc. and Eagleclaw Capital Management LLC. Katherine is licensed to provide investment advice in California and Massachusetts. Katherine has a strong background in financial planning, portfolio management and pension consulting. Katherine has experience working with individuals, businesses, charitable organizations and pension and profit sharing plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
04/18/2016 - Present
Moors & Cabot, Inc. (BOSTON MA)
MA
03/13/2012 - 04/09/2014
METLIFE SECURITIES INC. (WESTBORO MA)
NY
02/18/2010 - 11/29/2011
CANACCORD GENUITY INC. (NEW YORK NY)
MA
06/01/2009 - 03/01/2010
MORGAN STANLEY SMITH BARNEY (BOSTON MA)
MA
04/30/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
MN
12/01/2006 - 12/31/2006
QUESTAR CAPITAL CORPORATION (MINNEAPOLIS MN)
MN
06/13/2005 - 12/01/2006
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
SC
08/17/2004 - 05/18/2005
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NY
08/14/2002 - 08/13/2004
GUARDIAN INVESTOR SERVICES LLC (NEW YORK NY)
MA
10/20/2000 - 07/26/2002
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
IA
Issued 02/25/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/29/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2015
Series 3 - National Commodity Futures Examination
BC
Issued 11/14/2001
Series 7 - General Securities Representative Examination
BC
Issued 10/19/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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