Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Hallberg is a financial professional with over 15 years of experience in the industry. Katherine currently works at Capitol Securities Management, Inc., as a Registered Representative in Glen Allen, Virginia. Prior to her current role, Katherine worked at CAPITOL SECURITIES & ASSOCIATES, INC., in Glen Allen, Virginia and Davenport & Company LLC in Richmond, Virginia. Katherine specializes in financial planning, pension consulting, educational seminars, and portfolio management. Katherine is licensed to provide investment advisory services in Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
VA
04/06/2010 - Present
Capitol Securities Management, Inc. (GLEN ALLEN VA)
VA
09/13/2010 - 12/18/2012
CAPITOL SECURITIES & ASSOCIATES, INC. (GLEN ALLEN VA)
VA
02/22/2006 - 06/06/2008
DAVENPORT & COMPANY LLC (RICHMOND VA)
BOTH
Issued 11/20/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 10/08/2013
Series 4 - Registered Options Principal Examination
BC
Issued 10/31/2012
Series 53 - Municipal Securities Principal Examination
BC
Issued 07/10/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/18/2013
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 02/21/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Katherine Hallberg is the right advisor for you? Invested Better is here to help.
