Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Ramirez is a financial advisor with Empower Advisory Group, LLC. Katherine has been in the industry since August 2007 and has experience in the financial services industry. Katherine is registered in 52 states, including Nebraska and Colorado. Katherine holds the following licenses and qualifications: Series 6, Series 7, Series 63, and Series 66. Katherine's previous employment experience includes Merrill Lynch, Pierce, Fenner & Smith Incorporated, Charles Schwab & Co., Inc., and Edward Jones. Katherine is a valuable asset to Empower Advisory Group, LLC, and is dedicated to providing excellent service to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
08/01/2023 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
NE
09/13/2021 - 04/28/2022
BANCWEST INVESTMENT SERVICES, INC. (OMAHA NE)
AZ
07/17/2019 - 01/22/2021
BANCWEST INVESTMENT SERVICES, INC. (TEMPE AZ)
AZ
11/14/2011 - 07/05/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHANDLER AZ)
AZ
03/18/2008 - 10/24/2011
CHARLES SCHWAB & CO., INC. (PHOENIX AZ)
AZ
07/13/2007 - 01/22/2008
EDWARD JONES (PARADISE VALLEY AZ)
AZ
11/10/2006 - 07/05/2007
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
NA
05/18/1987 - 08/10/1987
WEBER REARDON SECURITIES INC.
NA
10/15/1986 - 03/06/1987
HAMILTON GROUP SECURITIES, INC.
NA
08/21/1986 - 11/26/1986
MONY SECURITIES CORP.
BOTH
Issued 09/13/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/17/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/29/2007
Series 7 - General Securities Representative Examination
BC
Issued 11/09/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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