Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Winkler has been working in the financial services industry since 2004. Katherine is currently registered with Equitable Distributors, LLC. Katherine is also registered with the states of North Carolina and South Carolina. Katherine has experience with a variety of firms, including Equitable Advisors, LLC, Signator Investors, Inc., John Hancock Funds, LLC and John Hancock Distributors LLC. Katherine is licensed to sell securities, investment company products, and variable contracts. Katherine holds the following securities licenses: Series 7, Series 6, and Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/16/2020 - Present
Equitable Distributors, LLC (New York NY)
NC
09/06/2018 - 09/02/2020
EQUITABLE ADVISORS, LLC (CHARLOTTE NC)
MA
06/27/2012 - 10/19/2016
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
01/21/2011 - 11/21/2011
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
MA
06/21/2002 - 02/07/2011
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
BC
Issued 01/25/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2014
Series 7 - General Securities Representative Examination
BC
Issued 06/19/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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