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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Richardson is a financial advisor with Fidelity Personal And Workplace Advisors. Katherine has been working in the financial services industry since 2003. Katherine holds Series 7, 9, 10, 63, and 66 licenses, as well as the SIE exam. Katherine has experience working at Morgan Stanley and UBS Financial Services. Katherine is registered to provide investment advice in 23 states. Katherine specializes in providing financial advice to individuals, businesses, and charitable organizations. Katherine provides financial planning, investment management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MA
06/04/2021 - Present
Fidelity Personal AND Workplace Advisors (DANVERS MA)
MA
05/14/2010 - 12/16/2019
MORGAN STANLEY (BOSTON MA)
MA
07/30/2004 - 05/20/2010
UBS FINANCIAL SERVICES INC. (BOSTON MA)
MO
08/10/2001 - 04/26/2002
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 5/6/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 9/6/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/14/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 3/11/2014
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/29/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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