Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Pope is a financial advisor with J.P. Morgan Securities LLC. Katherine has been in the industry since 2012. Katherine has a Series 6, 7, 63, and 66 license. Katherine is registered to conduct business in Alabama, California, Colorado, Florida, Illinois, Indiana, Kentucky, Maine, Massachusetts, Mississippi, Missouri, Nevada, New Jersey, New York, Ohio, Tennessee, Texas, Virginia and Wyoming. Katherine also has an investment advisor registration in Indiana, Kentucky, and Texas. Katherine has been with J.P. Morgan Securities LLC since 2021, and was previously with Chase Investment Services Corp. and JPMorgan Chase Bank, N.A.. Katherine is a board member of the Harrison County Community Foundation. Katherine is also a partner in KEAT Ventures LLC, a real estate investment company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
KY
07/10/2024 - Present
J.p. Morgan Securities LLC (ELIZABETHTOWN KY)
IN
10/01/2012 - 04/07/2014
J.P. MORGAN SECURITIES LLC (CLARKSVILLE IN)
IN
05/14/2012 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CORYDON IN)
BOTH
Issued 02/11/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/21/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/04/2022
Series 7TO - General Securities Representative Examination
BC
Issued 11/23/2021
SIE - Securities Industry Essentials Examination
BC
Issued 05/11/2012
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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