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Katherine Pauline Tignor

Foreside Fund Services, LLC

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About Katherine Pauline Tignor

Katherine Tignor is an active advisor with over 20 years of experience in the financial industry. Katherine has held various roles with firms like Cantor Fitzgerald Partners, Cantor Fitzgerald & Co. and E*TRADE PROFESSIONAL TRADING, LLC, showcasing Katherine's extensive experience in the financial services sector. Katherine is currently registered with Foreside Fund Services, LLC and holds the Series 7, Series 24, Series 55 and Series 63 licenses. Katherine is currently licensed in Florida and New York.

Firm Information

Katherine Tignor is currently registered with Foreside Fund Services, LLC. Foreside Fund Services, LLC is a Limited Liability Company formed in 1998. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It has also been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

625

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Katherine Tignor’s Registration & Firm History

NY

12/16/2014 - Present

Foreside Fund Services, LLC (New York NY)

NY

09/29/2006 - 12/31/2014

ALPS DISTRIBUTORS, INC. (NEW YORK NY)

NY

01/30/2000 - 01/20/2005

E*TRADE PROFESSIONAL TRADING, LLC (NEW YORK NY)

TX

04/22/1999 - 05/03/2000

LANDMARK SECURITIES CORPORATION (HOUSTON TX)

NY

07/09/1998 - 03/04/1999

CANTOR FITZGERALD & CO. (NEW YORK NY)

NY

05/11/1998 - 03/04/1999

CANTOR FITZGERALD PARTNERS (NEW YORK NY)

NY

12/05/1997 - 03/04/1999

CANTOR FITZGERALD SECURITIES (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/22/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/11/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/07/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 02/09/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Katherine Pauline Tignor.
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