Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine Ostrander is a financial professional with over 20 years of experience in the securities industry. Katherine is currently registered with Deutsche Bank Securities Inc. Katherine has been a Registered Representative since January 2004. Katherine was previously registered with MORGAN STANLEY DW INC. Katherine holds FINRA Series 7, 24 and 63 licenses and has passed the SIE Exam. Katherine is registered to conduct business in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Equity & debt research, macro research, quant strategy, multi- asset research, catalyst calls
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Hard dollar payments for research
1
2
NY
01/27/2004 - Present
Deutsche Bank Securities Inc. (NEW YORK NY)
NY
06/21/2000 - 01/29/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 07/31/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/19/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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