Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katherine? Claim Your ProfileKatherine O'Neill is an active financial advisor, registered with Raymond James Financial Services Advisors, Inc. Katherine has been in the industry since 1995 and is licensed to provide investment advice in 28 states. Katherine has experience in both the brokerage and investment advisory fields. Katherine is a seasoned professional with experience in various areas including portfolio management for individuals and businesses, financial planning, pension consulting, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
IN
12/16/2019 - Present
Raymond James Financial Services Advisors, Inc. (Munster IN)
IN
06/17/1998 - 12/16/2019
RAYMOND JAMES & ASSOCIATES, INC. (MUNSTER IN)
MI
05/11/1998 - 09/25/1999
RONEY & CO. (DETROIT MI)
MI
11/20/1995 - 05/11/1998
RONEY & CO. L.L.C. (DETROIT MI)
BOTH
Issued 11/17/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2001
Series 24 - General Securities Principal Examination
BC
Issued 11/21/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/21/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2007
Series 31 - Futures Managed Funds Examination
BC
Issued 11/17/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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